Elayne Robertson Demby: 1 book
The RIA's Compliance Solution Book
Answers for the Critical Questions
Language: English
Release Date: May 20, 2010
Registered investment advisers are accustomed to regulatory scrutiny. But the pressure to understand changing compliance regulations and to meet the requirements they impose has never been more intense. A range of scandals and abuses—from the laundering of terrorist funds to mutual fund trading...
