Wiley Series 10 Securities Licensing Exam Review 2019 + Test Bank

The General Securities Sales Supervisor Examination - General Module

Business & Finance, Finance & Investing, Finance
Cover of the book Wiley Series 10 Securities Licensing Exam Review 2019 + Test Bank by Wiley, Wiley
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Author: Wiley ISBN: 9781119554011
Publisher: Wiley Publication: December 7, 2018
Imprint: Wiley Language: English
Author: Wiley
ISBN: 9781119554011
Publisher: Wiley
Publication: December 7, 2018
Imprint: Wiley
Language: English

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping requirements; and municipal securities regulation. All candidates must have passed the Series 7 Exam before taking the Series 10.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 10 Exam Review 2019 arms you with everything you need to pass this four-hour, 145-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 10 Exam Review 2019 is your ticket to passing the Series 10 test on the first try—with flying colors!

View on Amazon View on AbeBooks View on Kobo View on B.Depository View on eBay View on Walmart

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping requirements; and municipal securities regulation. All candidates must have passed the Series 7 Exam before taking the Series 10.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 10 Exam Review 2019 arms you with everything you need to pass this four-hour, 145-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

Wiley Series 10 Exam Review 2019 is your ticket to passing the Series 10 test on the first try—with flying colors!

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