Wiley Series 99 Securities Licensing Exam Review 2019 + Test Bank

The Operations Professional Examination

Business & Finance, Finance & Investing, Finance
Cover of the book Wiley Series 99 Securities Licensing Exam Review 2019 + Test Bank by Wiley, Wiley
View on Amazon View on AbeBooks View on Kobo View on B.Depository View on eBay View on Walmart
Author: Wiley ISBN: 9781119553748
Publisher: Wiley Publication: December 7, 2018
Imprint: Wiley Language: English
Author: Wiley
ISBN: 9781119553748
Publisher: Wiley
Publication: December 7, 2018
Imprint: Wiley
Language: English

The go-to guide to acing the Series 99 Exam!

Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer business at a fundamental level, standard operations functions, investor protection and market integrity regulations, identifying and escalating regulatory red-flag issues to the appropriate person in a firm, and professional conduct and ethical standards. There are no prerequisites for the Series 99 Exam, but all candidates must be sponsored by a FINRA member firm.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 99 Exam Review 2019 arms you with everything you need to pass this challenging 100-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 99 Exam Review 2019 is your ticket to passing the Series 99 test on the first try—with flying colors!

View on Amazon View on AbeBooks View on Kobo View on B.Depository View on eBay View on Walmart

The go-to guide to acing the Series 99 Exam!

Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer business at a fundamental level, standard operations functions, investor protection and market integrity regulations, identifying and escalating regulatory red-flag issues to the appropriate person in a firm, and professional conduct and ethical standards. There are no prerequisites for the Series 99 Exam, but all candidates must be sponsored by a FINRA member firm.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 99 Exam Review 2019 arms you with everything you need to pass this challenging 100-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

Wiley Series 99 Exam Review 2019 is your ticket to passing the Series 99 test on the first try—with flying colors!

More books from Wiley

Cover of the book Polymer and Biopolymer Brushes by Wiley
Cover of the book Standard and Super-Resolution Bioimaging Data Analysis by Wiley
Cover of the book The Book of Business Awesome / The Book of Business UnAwesome by Wiley
Cover of the book Sustainable Nation by Wiley
Cover of the book Advances in Chemical Physics by Wiley
Cover of the book How to Talk to Customers by Wiley
Cover of the book Metamaterials and Wave Control by Wiley
Cover of the book A Concise History of the Haitian Revolution by Wiley
Cover of the book Designing Knowledge Organizations by Wiley
Cover of the book Super Agent by Wiley
Cover of the book Reverberation Chambers by Wiley
Cover of the book Health Care Operations and Supply Chain Management by Wiley
Cover of the book Causality by Wiley
Cover of the book Discipline Survival Guide for the Secondary Teacher by Wiley
Cover of the book Medical Pharmacology at a Glance by Wiley
We use our own "cookies" and third party cookies to improve services and to see statistical information. By using this website, you agree to our Privacy Policy